Company report
Raymond James Financial, Inc.
Finance & Insurance · St. Petersburg, United States
Raymond James Financial, Inc. currently has a Rotten Score of 20/100 and is classified as Mildly Rotten. The score is based on 3 approved evidence records.
What has Raymond James Financial, Inc. done?
Documented incidents behind the score, most recent first.
- Raymond James paid $50 million over widespread off-channel communications recordkeeping failures2019–August 14, 2024 · Corporate Misconduct · high severity
- Raymond James paid $15 million for improperly charging retail investors2013–2018 · Deceptive Practices · high severity
- Raymond James paid $2.6 million over failures to provide mutual-fund breakpoint discounts2001–2003 · Corporate Misconduct · high severity
At a glance
- Industry
- Finance & Insurance
- Company size
- Unknown
- Headquarters
- St. Petersburg, Florida, United States
- Website
- www.raymondjames.com/
Major U.S. company operating in the finance & insurance sector.
Assess documented harm
How serious is each kind of harm at this company? 1 = low · 5 = severe. 2 of 8 categories have verified evidence.
| Category | Evidence | Your rating · 1 low → 5 severe |
|---|---|---|
Corporate Misconduct 2 verified records | 2 | |
Deceptive Practices 1 verified record | 1 | |
Human Rights & Exploitation No evidence yet | — | |
Fraud & Corruption No evidence yet | — | |
Environmental Harm No evidence yet | — | |
Sustainability Deception No evidence yet | — | |
Workplace Misconduct No evidence yet | — | |
Financial Misconduct No evidence yet | — |
Ratings affect the Rotten Score, lightly. The average rating moves a category's contribution by up to 10%. Verified evidence drives the score, so categories with no evidence add nothing yet. How the score works